Multi-jurisdiction filing automation · auto-discovery · credential rotation · webhook event routing
10
5
3
33
SEC (US Securities & Exchange Commission)
liveMOHRE (Ministry of Human Resources UAE)
liveSCA (Securities & Commodities Authority UAE)
betaFCA (UK Financial Conduct Authority)
plannedCySEC (Cyprus Securities & Exchange Commission)
plannedSAMA (Saudi Central Bank)
betaDFSA (Dubai Financial Services Authority)
liveADGM (Abu Dhabi Global Market)
liveCMA (Capital Market Authority Saudi)
betaCBUAE (Central Bank UAE)
liveDiscovery
Auto-detect applicable regulators based on jurisdiction, vertical, and instrument
completeCredential Provisioning
Request, store, and rotate API keys / OAuth tokens / mTLS certs
completeFiling Generation
Auto-generate filings from entity data using regulator-specific templates
activeValidation Gate
Validate filing against regulator schema rules before submission
activeSubmission
Submit via regulator API, track acknowledgement, store filing ID
activeComment Resolution
Receive regulator comments, auto-draft responses, track to closure
queuedAmendment
File amendments based on resolved comments
queuedEffectiveness
Monitor for effectiveness declaration, trigger downstream phases
queuedMark filing accepted, trigger next phase
Alert counsel, auto-draft fix, hold pipeline
Parse comment, route to owner, auto-draft response
Trigger roadshow scheduling, notify book-runner
Throttle submissions, queue, backoff
Auto-rotate mTLS cert before expiry
OAuth 2.0
2Token + refresh, scopes per filing type
API Key
4Header-based, rate-limited per minute
mTLS
2Mutual TLS cert, auto-rotated 90d
Signed JWT
2RS256 signed, 15-min validity
Credential Rotation
Auto-rotation 30 days before expiry · secrets vaulted · zero-downtime swap · audit logged
S-1 Amendment #3
under reviewIPO Prospectus (Arabic)
commentedDFSA Prospectus
acceptedFSP License Application
under reviewAML/CFT Annual Report
acceptedCMA Listing Application
commentedForm 8-K (Material Event)
draftedSAMA Quarterly Report
acceptedProvide additional detail on related-party transactions in Note 14
Update risk factors re: UAE federal law changes
Arabic translation of financial summaries needs reconciliation with English version
Add historical financials for 3 years (2023-2025)
Disclose ownership structure waterfall diagram
Provide proof of paid-up capital per CMA Listing Rules Art. 12
Update board composition to include independent directors per CMA requirement
Submit enhanced AML policy document per FSRA Rule 5.3
CMA Comment #6 Response
SCA Comment #3 Response
Form 8-K Filing
S-1 Comment #1 Response
S-1 Amendment Effectiveness
CMA Comment #7 Response
ADGM FSP Comment Response
Q3 10-Q Filing
SAMA AML Quarterly
AEON Governance Enforced
Every filing passes a 4-gate pipeline: schema validation → jurisdiction compliance → counsel sign-off → regulator API submission. Rate limits enforced per regulator. Credential rotation automated. Comment responses auto-drafted and tracked to closure. Deadline breaches trigger escalation. All submissions and webhook events audit-logged.